Module 4A (M4A) - Rules & Regulations for Advising on Corporate Finance
The Module 4A Exam applies all persons who wish to advise on corporate finance for equity securities in Singapore.
Exam Syllabus
- The Capital Markets and Corporate Finance Industry in Singapore
- Raising Capital
- Getting Listed
- Post Listing Obligations and Considerations
- Overview of Singapore Code on Take-overs and Mergers
- Market Conduct
- Prevention of Financial Crimes
About the Exam
This exam has retired WEF 1 April 2024. You would likely need to take the new RES 4 exam instead. Please seek clarification with the compliance department of your employer.
For more details on the exam changes, exemptions and competency requirements, search for MAS Notice SFA-04-N22 and FAA-N26.